collateral from the trading account and deposited it into the client's own bank account, totaling 2.53 million baht. Additionally, the total amount of such money was gradually withdrawn and deposited into {B

during 26 November 2021 - 25 January 2022, the SEC has taken the public’s and stakeholders’ comments and suggestions into consideration to conduct another hearing to propose amendments to the PVD Act to

, taking into account good governance, social and environmental responsibilities as well as the issues of human rights and gender equality. The aforesaid direction is in line with the 20-year National

into their trading accounts but the money was not deposited in the clients? accounts. The SEC?s further investigation revealed that Veerachai had replaced the name of the actual account owner on the

} did not inform nor have the customer sign to confirm unit purchase orders inconsistent with the customer's risk profile. Moreover, she misled the customer into believing that an estimate return rate was

, by taking into account impact of such trading orders on overall market, before actually sending out such orders into SET's trading system. He should also oppose or warn his client not to send trading

board had approved IEC to enter into contract to guarantee loan for The M Group Plc. with Krung Thai Bank Plc. He eventually entered into such contract on behalf of IEC, which was beyond his authority

investment proceeds and will be exposed to investment risks. IFA is of opinion, however, that shareholders should approve the second investment scenario and that WAVE and PME should enter into contract to

move into the capital market business will provide our customers with even more comprehensive service.?By June, the paying agents will provide service, during working hours of branches throughout the

Management Co., Ltd., and Surasak Sakrittiron. Following the report from Tisco Asset Management Co., Ltd., the SEC probed into the case and found that Thanjira submitted the documents of buying/selling orders