personnel in the capital market. The event was held on 28 June 2024 in Bangkok. Mrs. Charuphan Intararoong, SEC Assistant Secretary-General, Intermediary and Market Supervision Division, delivered the
challenges, as well as supporting the development of mechanisms to help businesses and agencies in the capital market and digital asset market protect businesses from digital threats. The event took place on
has processes in place to measure and control risks within the established limits, under the supervision and control of the Enterprise Risk Management Division. Market Risk in Banking Book Activities
), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint
and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an
criminal complaint with the Economic Crime Suppression Division against {A} and {B} and the parties involved on account of being co-principals in operating derivatives business without approval. Due to
of the Securities and Exchange Commission No. Sor Thor. 15/2558 Re: Rules in Detail related to Proprietary Trading of Intermediaries ___________________ By virtue of Section 98(7)(b) of the Securities
Securities and Exchange Commission No. Sor Thor. 15/2558 Re: Rules in Detail related to Proprietary Trading of Intermediaries ___________________ By virtue of Section 98(7)(b) of the Securities and Exchange
Bangkok, 8 December 2023 – The Securities and Exchange Commission (SEC) has announced the appointment of the Deputy Secretary-General in charge of Corporate Communication Division to serve as the SEC