connection, the Securities and Futures Commission of Hong Kong (“SFC”) and the Office of the Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross

Securities and Exchange Commission of Thailand (“SEC”) have agreed to develop a cooperative framework for cross-border offerings of funds between Hong Kong and Thailand, and signed the Memorandum of

In the 27th ACMF Meeting at Singapore on 10 October 2018, Thailand’s SEC, as a chair of a working group, has introduced “ACMF Pass,” a framework to facilitate cross-border movement of investment

referential exchange rate and the currency used in the financial statements. Remarks : (1) In the case where the securities issuing company has changed its shareholding structure or the operational framework or

Classification : ใชภ้ายใน (Internal) Table of Contents Page Part 1: Business Operation and Operating Results 1. Organizational structure and operation of the group of companies 3 2. Risk management 12 3. Business

เสี่ยงขององค์กร (enterprise risk) (ถ้ามี) ซึ่งอย่างน้อยต้องครอบคลุมในเรื่องดังนี้ 1.1 การกำหนดกรอบการกำกับดูแลด้าน IT (IT governance framework) และการกำกับดูแลแผนงานด้าน IT ให้สอดคล้องกับแผนทางธุรกิจ และมี

The new partnership between CDP, which runs the global TCFD-aligned environmental disclosure system, and the SEC will include collaboration on a number of important areas including:   • Co-developing

Board Responsibilities which receive the most weight in the ACGS. In addition, the results show that Thai listed companies place more emphasis on the policy implementation with a system to review and

, all within the framework of anti-money laundering laws.In the past, regulatory agencies were perceived by investors as slow in their work, which hindered the effective prevention of crimes in the

data-driven supervision whereby responses to change will be faster and risks exposed to investors and the financial system will be managed in a more timely manner. In so doing, we change the mindset and