retention of the source of securities trading orders. SEC Act S.113 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 42/2025 Dated 25/04/2025

adequate information for customers’ risk assessment (Know Your Customer and Customer Due Diligence system (KYC/CDD)). DAB Act S.30 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 4

or the failure to give instruction which is a duty required to be performed SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 41/2025 Dated

the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 29/2025 Dated 25/04/2025

59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 30/2025 Dated 25/04/2025

office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 31/2025 Dated 25/04/2025

the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 32/2025 Dated 25/04/2025

and disclosed the report (Form 59) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 33

Meeting No. 3/2025 Settlement Committee Order No. 34/2025 Dated 25/04/2025

) to the SEC office within the period specified in the notification of SEC. SEC Act S.59 Settlement Committee Meeting No. 3/2025 Settlement Committee Order No. 35/2025 Dated 25/04/2025