with large numbers and/or high value transactions (e.g. banks, travel agents https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx securities-ITchecklist.xlsx Timeline การปฏิบัติตามประกาศ IT กรอบระยะ
with greater opportunities to participate in the development of regulatory standards for international capital markets. It also enhances trust and confidence in the Thai capital market while showcasing
factsheet of the new investment policy before offering it to the PVD fund committee. For a pooled fund, AMC is additionally required to disclose the factsheet of the new investment policy to the public and
Code of Ethics. Additionally, the e-training aimed to raise awareness in alignment with ethical standards to foster stakeholders’ trust and confidence. It was part of the measures for strengthening
and details in this case. It is available on the SEC website at the link: www.sec.or.th/zipmexform. Earlier, the SEC instructed Zipmex to arrange a communication service system for its clients and to
It is the SEC’s policy to increase SMEs’ business opportunities by allowing them more convenient access to financial services in accordance with the Master Plan under the 20-Year National Strategy
to stimulate economy through domestic consumption. The SEC has considered it is appropriate to announce that 12 February and 24 September 2021 are special holidays for securities companies and
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
At present, money market funds are used by investors as a tool to manage liquidity and a place to park money for a short time, besides keeping it in banking accounts. As of February 2018, the size of