4.1 Eligible applicants (a) In respect of training course or seminar, the organizer such as training institutes or securities companies shall be the person to submit application to the Office; (b) In
center and other receivables such as a receivable of securities trading by cash who fail to pay within due period or a receivable pending under a composition proceeding or payment in installments. As for
, in case of holding shares of 10 per cent or more of sold shares in any juristic person, the name of the juristic person, category of (Translation) -30- business, unpaid amount of money, and proportion
business affected to the third person, namely net balance account of creditor of trading of securities by cash client, encumbrance for deliver the securities result in short selling or securities borrowing
should assign senior management as the accountable person in complying with Clause 6(2). Provisions in the Notification No. Sor Thor. 37/2559 Clause 6 An intermediary shall have in place information
should assign senior management as the accountable person in complying with Clause 6(2). Provisions in the Notification No. Sor Thor. 37/2559 Clause 6 An intermediary shall have in place information
place; and (2) in cases where the person appointed as a fund manager is an employee of the investment management company, holding a position having either of the following characteristics: (a) a position
short sale and the debt repayment ability of such person to be taken into consideration in granting approval for lending money for purchasing securities or lending securities for making a short sale to
, dusitD2 Ao Nang Krabi, Dusit Thani Beach Resort Krabi and Pathumwan Princess MBK Center. Recently in August, the Company re-opened more owned hotels which are Dusit Princess Srinakarin and Dusit Thani
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