urgency.Regarding prosecution of wrongdoers under the Securities and Exchange Act, the SEC said it has received many complaints, adding that progress is made on many fronts, but the investigations are on-going. If
appropriate penalties on wrongdoers. There must be a harmonized collaboration among market participants to enhance the quality and efficiency of duties performed by those involved in the capital market's
regulator, strictly pursues legal actions against wrongdoers to propel the whole market confidence. The success of outcome and damage alleviation for NIPPON were occurred from integrate efforts of enforcement
volume raised from 0.21 to 14.78 million shares. Earlier, the SEC had proceeded with the settlement process where the wrongdoers in UNIQ share price manipulation case were fined over 80.9 million baht
to ensure that legal action will be seriously taken against wrongdoers. Civil sanction will also be promoted as another enforcement tool. Financial product development: relevant regulations will be
wrongdoers while allowing victims to monitor the progress of issue solutions at every step.” Mrs. Chavinda Hanratanakool, Member of the Board of Directors, the Federation of Thai Capital Market Organizations
the SEC and public hearings. SEC E-Subscription Applicants; Persons who subscribe for news. Public hearings: Persons who participate in public hearings. SEC Press Releases: Wrongdoers Consent basis
. Any wrongdoing in other cases Wrongdoers Public task basis 3. Disclosure of Personal Data After the SEC Office has received personal data from other sources, the SEC Office has the responsibility to
records on administrative sanction of personnel related to such legal entity’s unlawful act; (i) level of administrative sanction imposed on other wrongdoers committing similar or closely related unlawful
offenders into the enforcement proceedings, criminal complaints were filed with the Economic Crime Suppression Division (ECD) of the Royal Thai Police on 10 February and 27 June 2023, with 18 and 32 offenders