by the client to take care of the trading account and inform the client after the trades were executed. Meanwhile, {A}, a head of the marketing team, admitted that he was informed by {B} that the

: (1) perform due diligence, screen legitimate ICOs from scams, screen deals for viability and digital token distribution structure; (2) verify source code / smart contract against white paper; (3

positions, matching trades of both securities within the same groups. Trading of these securities was stimulated by several bids and offers sent in small amounts at the same price level while the prices of

1 1Q18 MD&A Advanced Info Service Plc. Executive Summary Expand into potential growth areas of enterprise and mobile money AIS has executed two strategic deals totaling Bt4.2bn of cash transactions

volume of the securities. The trades were executed consecutively with the intent to distort the price or trading volume of the securities from normal market conditions.  Incident Period 2: During 22

allowed for derivatives trading under Clause 8 and Clause 9 shall maintain its qualifications according to Clause 6 at all times when such derivatives broker trades derivatives for its proprietary account

trades derivatives for its proprietary account. Clause 11. In case the derivatives broker trades derivatives contract whose underlying products are gold or crude oil through off-exchange according to

according to Clause 6 at all times when such derivatives broker trades derivatives for its proprietary account. Clause 11. In case the derivatives broker trades derivatives contract whose underlying products

executive) who trades company securities or derivatives while material information has not been disclosed publicly engages in insider trading. Likewise, any person who has a close relationship with an insider

manner that boost up share prices by sending trading orders in great volume with different price levels, taking both bid and offer positions, matching trades of those securities within the same groups