to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
https://publish.sec.or.th/nrs/4805pe.doc แบบแสดงราการข้อมูลประจำปี costs and proportionate ownership , control or management power, have commons quality control system, business strategies, shared names
costs and proportionate ownership , control or management power, have commons quality control system, business strategies, shared names or shared significant professional resources. The related parties or
ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_PAGE_0446_E_2017-02-10_0086927689
, and must organize a good internal control system for the custody of client’s assets. Such system must at https://publish.sec.or.th/nrs/2831pe.doc Translation calculating net asset value of fund or
asset , which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of client’s assets. Such system must at https
good internal control system for the custody of client’s assets. Such system must at https://publish.sec.or.th/nrs/2831pe.doc Translation calculating net asset value of fund or securities-clearing (back
://publish.sec.or.th/nrs/3453pe.doc Translation client’s asset , which is independent from the securities trading unit or securities advisory unit, and must organize a good internal control system for the custody of
preparing high-quality financial reports;Organizing appropriate internal control system, quality internal audit unit, along with monitoring the efficiency and effectiveness of risk management within the
of good corporate governance (CG). After listing, the supervisory mechanism will ensure that listed companies maintain their quality, operate business with integrity, have an internal control system