Bangkok, January 24, 2014 - The SEC imposed a one-month suspension on {A}, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform sufficient information
was suspended until that date while the rest of suspension period was instead set as the period for acceptance of her re-application for approval as capital market personnel, effective as from April 27
investors? decision making. Meanwhile, the suspension of the cooling period will be lifted only after CHEWA completely clarifies and provides equal and identical information in the IPO filing as that given in
he has already been suspended by the employer for one year, the suspension imposed by the SEC shall remain for one additional year;(2) suspended {B} for one year and six months. As he has already been
Bangkok, January 23, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of SCB Securities Co., Ltd., effective from January 23, 2013.The SEC received a report
บริษัท โปรเฟสชั่นแนล เวสต์ เทคโนโลยี (1999) จำกัด (มหาชน) บริษัท โปรเฟสชั่นแนล เวสต์ เทคโนโลยี (1999) จำกัด (มหาชน) (PRO) ถูกตลาดหลักทรัพย์ฯ ขึ้นเครื่องหมาย SP(Suspension) และ NC (Non-Compliance
1,000,000.00 Baht - a suspension of securities and derivatives trading between 07/03/2024 and 06/04/2026 - a bar from serving as a director or
;- a suspension of securities and derivatives trading between 21/03/2024 and 20/03/2026 - a bar from serving as a director or executive in a securities issuing company
penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht - a suspension of securities
suspension of securities and derivatives trading between 10/04/2024 and 09/10/2024 - a bar from serving as a director or executive in a securities issuing company between 10/04