securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/08/2025 referred the case to a state
continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with the normal market condition. 25/08/2025 referred the case to a state attorney for filing a
: _________________________________________________________ 4) Legal form of NRI CIS: legal entity1 unit trust any other structure acceptable to participating jurisdictions 5) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
Capital-Guaranteed Fund Any other type, please specify __________________________________________ 6) Is the ARFP Passport Fund a sub-fund of a Regulated CIS? Yes No If “Yes”, please state the name of the
The Ethical Standards Committee requires that state agencies formulate a code of ethics in accordance with the ethical standards specified under the Ethical Standards Act B.E. 2562 (2019). The
Fund Any other type, please specify __________________________________________ 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
) Page 3 of 8 Form 35 – NRI CIS 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund
institution that already operates under the supervision of other regulatory authorities prior to obtaining a derivatives business license. (b) Change of position of the person who has already been approved by