clearing house in accordance with the criteria prescribed by the clearing house ; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the
in accordance with the criteria prescribed by the clearing house; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the other
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals; (5) To remove daily redemption fund from being classified as
* shall require business operators to postpone the principal repayment and cancel or postpone the payment of interest or any other returns upon occurrence of any of the following events: (a) business
above transaction does not meet the criteria that require to be proceeded in compliance with the Notification of the Capital Market Supervisory Board No. ThorJor. 20/2551 entitled Rules on Entering into
has issued the amended regulations with the key points as follows: (1) Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and
from 30 days to 7 days, and the cooling-off period* from 14 days to 3 days; (2) mai/SET listing requirements for LiVEx-listed companies: To require an application for approval, compliance with the
, the existing regulations require that digital asset custodial wallet providers must be listed companies or their subsidiaries only. These proposed amendments aim to support greater varieties of