Earlier, the Capital Market Supervisory Board approved in principle the proposed amendments to the repo/reverse repo agreement regulations to allow securities companies to enter into repo/reverse repo agreements of listed securities and investment units with both institutional investors and non-institutional investors. Thus, securities companies and investors will be able to use such repo/reverse repo transaction as a tool for managing liquidity and generate benefits from the securities in...
proposing to revise regulations related to liquidity risk management and liquidity management tools of mutual funds to enhance the liquidity risk management standards of asset management companies, ensure
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If, however, there is any matter that SEC Board has not specifically specified, then the provisions under the Trade Association Act will be applied mutatis mutandis; (2) Provision that will allow the association to invest in certain types of securities, provided that, such investment is made...
disclose related information in full in accordance with common disclosure standards. This is to allow investors to compare SRI Funds conveniently and have sufficient information for making informed
clients’ trading order information, which could potentially be used for the benefit of the operator itself or its related persons; (2) Revising the financial reporting standards applicable to
The SEC has continued to work closely with partner agencies in both the public and private sectors to prevent and suppress technology‑related crimes. This includes the meeting of the Subcommittee
. Additionally, RS will purchase existing GIFT shares from a major shareholder by the name Mr. Surachai Chetchotisak and a company related to him, which will result in RS holding 49.99 percent of GIFT shares.The
The SEC has endorsed the concept of requiring audit firms to maintain an appropriate number of auditors in the capital market to enhance their overall strength and ensure sufficient staff to provide high-quality audit services to listed companies in compliance with professional standards. Following a public hearing on the proposed principles and draft regulations, most respondents agreed with the proposal. The SEC has therefore issued the relevant regulations, with the essential points as follow...