Diligence (KYC/CDD) and credit line review practices, particularly for those clients who have traded securities under cash balance rule or inappropriately transferred their securities to raise credit limits
effect on 16 March 2020.”Previously, some crowdfunding projects did not succeed as they did not fully meet a targeted fund-raising amount. According to the All-or-Nothing rule, such projects would not
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
มาให้บริการซื้อขายในศูนย์ซื้อขายฯ ของ Bitkub โดยที่เหรียญ KUB มีคุณสมบัติไม่ถึงเกณฑ์ที่จะได้รับอนุมัติเข้ามาซื้อขายตามหลักเกณฑ์การคัดเลือกสินทรัพย์ดิจิทัล (Listing Rule) ของ Bitkub ที่ได้รับความเห็นชอบ
, supervisory guidelines for bills of exchange and extension of regulation on net liquid capital rule on business operators of brokerage, dealing and underwriting of investment units (LBDU) as follows: 1. Bill
inform that the size of above transaction is not a related transaction and that the size of the transaction does not require us to disclose the information in accordance with the disclosure rule for
Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel