WITH MARKET PARTICIPANTS 5.1 A CR Code, should be complete, fair, accurate, timely, and understandable to investors and other users of credit ratings. 5.2 A CRA should disclose with its code of conduct a
covenant with the following qualifications: (1) using proper language and size of font in order to be legible, explicit and consist with document format, including making emphasis alphabets in case of
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
investors to carefully study the prospectus before making any securities investment decision, where the caution statement shall be in easily legible print and in a size not less than the size of the letters