justice, respectively. In this regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the Emergency Decree
barring them from serving as directors or executives of securities issuing companies or securities companies at the maximum rate applicable by law. Concurrently, the SEC has reported these legal proceedings
positions at securities issuing companies or securities companies, with the maximum applicable statutory penalties. Furthermore, the SEC has reported the proceedings in this case to the Anti-Money Laundering
the bond representative the right to file legal proceedings against the bond issuer without convening a bondholders’ meeting in the event of default and on the condition that the bond representative has
Court’s judgment, the SEC will proceed with legal execution according to legal proceedings.” ________________________
and digital assets. If a violation of law is found, further legal proceedings will follow,” added SEC Secretary-General Rapee. -----------------------------
merely the commencement of the criminal justice proceedings. The process of determining whether a person has committed a legal offense involves the investigative powers of the inquiry officer, the decision
. If any actions are found to be in violation of the laws enforced by the SEC, legal proceedings may be initiated, which could result in imprisonment and fines. In case of possible legal violations of
against them with the DSI for further legal proceedings.During the legal proceedings, {A} and {B} are deemed as having prohibited characteristics of capital market personnel and untrustworthy
Unyakowit), who was then an IEC executive. Any person named in a criminal complaint filed by the SEC Office and under legal proceedings due to dishonest management of assets is deemed lacking trustworthy