customer’s complaint relating to the giving of advice or placing of orders whose proceeding has not been completed within such period, the record of such advice or order shall be kept until the handling of
, should there be any customer’s complaint relating to the giving of advice or placing of orders whose proceeding has not been completed within such period, the record of such advice or order shall be kept
facilitate the following matters in Thailand: 5 (a) proceeding the same action as prescribed in Clause 5(4); (b) verifying the details of constitutive document [for ensuring that the scheme has been conformed
and eighty days as from the date of receiving the license; (3)1 maintaining the qualifications specified under Clause 4 and proceeding with the matters as specified in (1) (a), (b), (c) and (d
of the types specified in the license within one hundred and eighty days as from the date of receiving the license; (3) 1 maintaining the qualifications specified under Clause 4 and proceeding with the
investigation against the Defendant’s properties and it has been found that the Defendant does not currently engage in any business whatsoever and is in the progress of bankruptcy proceeding with the debtor. 1.2
of the shareholders or [iii] any other proceeding in order to perform in accordance with law on capital market, which have to be provided the asset appraisal for support. “law on capital market” means