his failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(1) Settlement Committee Meeting No. 7/2026 Settlement Committee Order No. 99/2026

payments of severance compensation to employees in accordance with labor law, which constituted a disposal, payment, transfer, or redemption of liquid assets. However, FPAM did not compute the value of its

operations only on 4 February 2025, and such suspension was therefore not in compliance with the prescribed regulatory requirements. SEC Act S.141 Settlement Committee Meeting No. 7/2026 Settlement

known of such non-compliance. However, FPAM notified the Office and the relevant parties only on 7 February 2025. SEC Act S.section 109 Settlement Committee Meeting No. 7/2026 Settlement Committee

include the value of outstanding fee receivables with overdue periods exceeding 90 days in the calculation of its capital fund maintenance. SEC Act S.section 109 Settlement Committee Meeting No. 7/2026

SEC Office on 17 November 2022, which was later than the deadline prescribed in the relevant SEC notification. SEC Act S.59 Settlement Committee Meeting No. 8/2026 Settlement Committee Order No. 119

SEC notification. Therefore, the preparation and disclosure of Form 59 were delayed beyond the period specified in the relevant SEC notification. SEC Act S.59 Settlement Committee Meeting No. 8/2026

, which was later than the deadline prescribed in the relevant SEC notification. SEC Act S.59 Settlement Committee Meeting No. 8/2026 Settlement Committee Order No. 121/2026 Dated 06/08/2026

Office on 1 April 2022, which was later than the deadline prescribed in the relevant SEC notification. SEC Act S.59 Settlement Committee Meeting No. 8/2026 Settlement Committee Order No. 122/2026 Dated

prescribed by the relevant notification. SEC Act S.59 Settlement Committee Meeting No. 8/2026 Settlement Committee Order No. 123/2026 Dated 06/08/2026