Bangkok, February 15, 2013 ? The SEC filed a criminal complaint against Sopana Janeborvorn, a former mutual fund manager who was then responsible for the operations of Kasikorn Asset Management Co

Bangkok, February 20, 2013 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against three unlicensed derivatives business operators, namely

Bangkok, November 27, 2012 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against five companies, namely(1) Silver Line Trading Intertrade

Bangkok, February 16, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against nine alleged offenders for falsifying documents and accounts and  corporate

Bangkok, January 30, 2012 ? The SEC has filed another criminal complaint against Porntep Thawornwisuthikul and Arada Lertpinyopap, former executives of United Securities Plc., and three other persons

Bangkok, December 22, 2011 ? The SEC filed a criminal complaint against Suriya Larbvisuthisin, Somphong Vitthayaraksan and Somchai Sripayak with the Department of Special Investigation on December 16

At present, customer service processes of business operators already include KYC and CDD procedures to verify customer identity and profile prior to the provision of services. However, in light of rapid technological developments and increasingly complex financial behaviors, the SEC, together with relevant agencies and the private sector, recognizes the need to further strengthen and broaden KYC/CDD standards. In 2025, the SEC enhanced KYC/CDD standards for digital asset business operators. Buil...

benefits totaling 149.86 million baht. The SEC has therefore filed criminal complaints against all 14 individuals with the DSI for further legal proceedings.Furthermore, the individuals imposed with the

B.E. 2535 (1992) (SEA). As a result, the SEC filed a criminal complaint against the four persons involved, namely (1) Mr. Bhusana Premanode and (2) Ms. Sunjutha Witchawut, former IEC director and

under Section 296, Section 296/1 and Section 296/2 of the SEA.The SEC has therefore filed the criminal complaint against the 29 individuals with the DSI for consideration of further legal action