The SEC, in the course of a routine inspection of FSS's operations conducted under the risk-based approach (RBA) between April and May 2025, found issues relating to FSS’s KYC/CDD systems
Year : 2012
Year : 2013
passed a resolution requiring Bitkub to submit a rectification plan to the SEC and complete the rectification of the relevant problematic work systems within five days in the following areas: 1
The Securities and Exchange Commission (SEC), led by Mr. Paiboon Dumrongwaree, Assistant Secretary-General, held discussions with the Institute of Internal Auditors of Thailand (IIA Thailand), representatives of the Internal Audit Outsource Club, and the Stock Exchange of Thailand (SET) to exchange views on proposed amendments to the SEC’s and SET’s regulatory frameworks aimed at strengthening and promoting the roles of internal auditors. The discussion also covered IIA Thailand’s criteria and g...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 22/11/2012
Reporting Person : - | Type of securities : - | Date of reporting obligation : 26/12/2002