amendments to term fund rules to mitigate concentration risks and avoid misunderstanding of product characteristics Term fund is highly popular among investors, asset management companies and commercial banks
-related considerations into their governance structures. Strong climate governance would help ensure that boards understand and mitigate climate risks and oversee climate action plans that would bring in
issuers to mitigate potential adverse impacts on the issuer, investors, and the bond market confidence; (3) Aligning the criteria for issuance and offer for sale of foreign currency-denominated bonds (FX
the proposed amendments to be more appropriate and mitigate unintended consequences for auditors and their clients, specifically businesses in the capital market. The SEC is therefore seeking public
other business activities and distinctly segregates its assets from those in its custody. This measure aims to mitigate excessive burdens in maintaining capital adequacy. The consultation paper is
custody. This revised definition will help to mitigate excessive burdens in maintaining net capital. The relevant notifications of the amendments*** will come into effect on 16 August 2024 onwards
undermine investor trust. The SEC, in collaboration with the Stock Exchange of Thailand (SET) and the Association of Thai Securities Companies (ASCO), has swiftly implemented a series of measures to mitigate
cooperation aims to mitigate the impacts and damage caused by such fraudulent activities.“The SEC has taken action on multiple fronts and has continuously integrated cooperation with relevant agencies. We also