penalties and the compensations for the benefits received or would have been received from committing the offenses shall be remitted to the Ministry of Finance as public revenue. Remark: * Section 317/1 of
Viddayakorn, (4) Mrs. Payao Chalacheebh, (5) Mrs. Sompong Srisupornwong, and (6) Miss Pichaya Krimwongrat. A summary of their offenses is as follows: The first incident: Between 25 July 2017 and 17 January
would have been received from committing the offenses shall be remitted to the Ministry of Finance as public revenue._________________________Remark: * Section 317/1 of the SEA B.E. 2535 (1992) as amended
wrongdoings, which total 31.93 million baht. The SEC has also reported the proceedings to the Anti-Money Laundering Office for further consideration.In addition, the SEC has ordered the dismissal of Mr
revealed such wrongdoings, a criminal complaint was filed with the Department of Special Investigation (DSI) against Ratchasak on December 30, 2010. The DSI then proceeded the case and collaborated with the
. Concurrently, the SEC has also reported these legal proceedings above to the AMLO for consideration of further action because such offenses are unfair activities related to securities trading, which
because such offenses are unfair activities related to securities trading, which constitute a predicate offense under the Law on Anti-Money Laundering. Following the criminal complaint filed by the SEC
actions under the AMLO authority as the offenses are deemed unfair activities concerning the aforesaid companies’ securities trading transactions, which constitutes a predicate offense under the Anti-Money
against such individuals in the Civil Court. So far, the SEC has filed 18 cases in court for offenses such as insider trading and price manipulation of securities. Five of these cases have reached final
in his capacity as the responsible person for the operation of Zipmex, which included ordering or acting and omitting to order or failing to act in any way that caused Zipmex to commit offenses in