and Other Prohibited Characteristics of Directors and Executives of Securities Companies (No.2) dated 1 February 2010. (Translation) 2 the duty of securities business management such as a risk
Board No. TorThor/Nor/Khor. 87/2552 Re: Qualifications and Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (Codified) By virtue of Section 18 and the first
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Association of Thai Securities Companies (ASCO
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with SEC executives, participated in the Anti-Corruption Day 2024 under the theme “Transparent
securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with SEC executives, attended the opening ceremony of the Broker Badminton Championship 2025
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with SEC executives and staff, donated 150 sets of packed lunches and drinking water to the
Mr. Anek Yooyuen, Deputy Secretary-General of the Securities and Exchange Commission (SEC), along with the management team, presented a charitable donation to the King Chulalongkorn Memorial
follows: (1) Implement a policy on fintech application at board or executives level ; (2) Have persons understand the basic principles of technology usage;(3) Allow fund managers or
On 26 October 2022, the SEC Thailand led by Ms. Ruenvadee Suwanmongkol, Secretary-General, and Mr. Pornpong Sakdapat, Assistant Director of the Investment Management Policy Department, together with