securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
Bangkok, February 1, 2013 ? The SEC, in cooperation with the Association of Thai Securities Companies (ASCO), has urged securities companies to strengthen their Know-Your-Customer/Customer Due
a privilege for us to have Director-General of the Revenue Department, Satit Rungkasiri as a panelist on ?New Tax Policy and Directions that Listed Companies Should Know.? The SEC believes that the
-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions. Moreover, in cooperation with securities business operator, the SEC sets up standards and
reasonably to know that the receiver of such information may exploit such information for trading securities. 28/11/2019 agreed to comply with civil penalties determined by the Civil Penalty Committee as
know that the receiver of such information may exploit such information for trading securities. 31/03/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows
disclosed such inside information to Mr. Prasert Jarutangtrong, while he knew or ought reasonably to know that he may exploit such information for trading PHOL securities. 13/08/2021 agreed to comply with
that guide businesses and investors in their decisions to optimize interrelated economic, social and environmental impacts. Mr. Arkhom Termpittayapaisith, Minister of Finance, stated, “As we all know
of the use of securities business for money laundering and financing of terrorism that could damage the reputation of intermediaries. Regarding the Know-Your-Client/Client Due Diligence (KYC/CDD