Re: Preparation and Disclosure of Financial Statements of Derivatives Exchange and Derivatives Clearing House

Preparation and Disclosure of Financial Statements of Derivatives Business Operators

Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Securities

Exemption from Filing of the Registration Statement for the Offer for Sale of Securities

Re: Rules, Conditions and Procedures for Approval of Securitization Projects

Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service

Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service

Determination of Untrustworthy Characteristics of Company Directors and Executives