trading accounts and bank account to trade securities and clear the trading orders. Such collusion in executing trading orders of TIGER stocks of Atthavut and Sujeera in such manners caused the TIGER stock
caused by {B}, the bank’s branch manager at the time, whose negligence in inspecting and supervising duty performance of {A}, her subordinate, in a reasonable and proper manner, led to opportunities for
that influenced changes to securities price to purchase PTL shares by (1) PCL, (2) Pranay, (3) Manish, (4) PAPL, (5) Amit and (7) Anurag caused the said persons to be deemed the principal to the
Bangkok, May 27, 2014 ? The SEC notified Shun Thai Rubber Gloves Industry Plc. (STHAI) to rectify its 2012 financial statements due to limitation on scope of audit imposed by the company management
qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit to the SEC and publicly disclose the rectified and audited/reviewed financial statements urgently. The
Bangkok, June 2, 2014 ? The SEC notified Professional Waste Technology (1999) Plc. (PRO) to rectify its Q1-3/2012 financial statements due to limitation on scope of review imposed by PRO management
Bangkok, February 19, 2014 - The SEC revealed that the Settlement Committee imposed a fine on {A} in the amount of 25,665,197.13 baht for manipulating share price of Rich Asia Steel Plc. (RICH).{A
Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Somchai Chaisrichawla for manipulating the share price of Asia Metal Public Company Limited (AMC
Mr.Theeratchanon Lapvisutisin Mr.Theeratchanon Lapvisutisin, as president of of Picnic Corporation Plc. (PICNI), fraudulently caused damage to PICNI by misappropriating the company's money for
an alleged person, a witness or expert witness. Division 2 Determination of Administrative Sanction Clause 14. In considering an administrative sanction to be imposed on an alleged person regardless of