years for his assistance in the FOCUS share price manipulation by providing trading accounts, sending trading orders and arranging financial matters. The Settlement Committee had previously imposed a fine

Bangkok, November 27, 2013 - The SEC revealed that the Settlement Committee imposed a total fine of 10,488,534.01 baht on {A} for using inside information to purchase {X1} Plc. shares; as well as {B

Bangkok, March 24, 2011 ? The Settlement Committee imposed fines on price manipulation cases involving the shares of TRAF, SAMART, SIM, SAMTEL and RCI, as follows:  (1) Lalana Sirichanyakul

}, formerly a manager of Chonburi branch and a capital market investment consultant of the same company, for aiding and abetting the aforementioned acts. The sanctions imposed on these five persons took effect

Bangkok, 27 June 2024 – The Securities and Exchange Commission (SEC) would like to inform the public that the asset attachment order imposed on Mr. Chanin Yensudchai, former director of Stark

inquiry official against 558 offenders. Additionally, civil sanctions have been imposed in 62 cases against 246 offenders. These offenders gave written consent to comply with the civil sanctions imposed by

months.   The civil sanction, as imposed by the CSC, will take effect when the offender signs a letter of consent to comply. Otherwise, the SEC will submit the case to the public prosecutor for filing a

Bangkok, 30 January 2018 ? The Criminal Fining Committee has imposed separate fines on Mandawee Tour Co., Ltd. and Mr. Prasit Jiewkok, at the total amount of 1 million baht, on the ground of publicly

Bangkok, 15 September 2017 ? The Civil Sanction Committee has imposed a civil sanction on Mr. Ravi Lohtong, director and executive of Siam Sport Syndicate Public Company Limited (SPORT), for using

consultant. Considering that {A} had already been suspended by OSK Securities for one month, however, the suspension imposed by the SEC shall remain two months, effective from June 10, 2014.In case of {B} and