vacancy from office; (3) in case such person is revoked the approval by the SEC Office due to lack of qualifications or having any prohibited characteristics, the approval of the SEC Office shall be
Office shall be terminated on the effective date of vacancy from office; (3) in case such person is revoked the approval by the SEC Office due to lack of qualifications or having any prohibited
professional principle. “appraisal company in capital market” means a juristic person having normal business purpose to value any asset and wish to contribute appraisal services for capital market transaction
securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of
contact attached to this notification. The applicant for approval for category A investor contact shall be exempt from having qualifications as specified in paragraph one above if the applicant has the
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
. Tor Chor. 21/2551, regarding rules on connected transactions provided as transactions relating to assets and services having .../3 - 3 - transaction volume of over Baht 1 million but less than Baht 20
Notification of The Capital Market Supervisory Board No. Tor Chor. 21/2551, regarding rules on connected transactions provided as transactions relating to assets and services having transaction volume of over
agency and state enterprise under the law on budgetary procedure; (8) the Financial Institutions Development Fund; (9) a juristic person having total assets of five hundred million baht or more, according