securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the

authorization that {A} had obtained  to make securities trading decisions on the clients' behalf.In performing their duties, investment consultants  can send trading orders only when obtaining instructions from

strategic directions in the Strategic Plan 2023-2025 is to raise potentiality of the Thai capital market towards “Sustainable Capital Market” by encouraging listed companies to conduct their businesses

17 April 2024 to get updates on the situation and operational directions of the Fund, inquire about relevant information and closely monitor the Fund’s financial liquidity. This is because it could

securities. SEC has taken measures to enhance the efficiency of the bond market ecosystem and so far has made progresses in certain areas.”  To ensure that the policies, directions, goals and key guidelines

lay out directions for business operation in the future, (2) financing with securities collateral to facilitate operation of various businesses (or loan against securities: LAS), (3) proposal for

objectives, directions and strategies take into consideration the interest of the public, investors, business operators, fundraisers, and all parties concerned,? added Mrs. Waratchya

and Directions of Human Rights Issues in Thai Capital Market Sector” by Mrs. Prakairatana Thontiravong, Miss Ruenvadee Suwanmongkol, Mr. Suphachai Chearavanont, President of Global Compact Network

a privilege for us to have Director-General of the Revenue Department, Satit Rungkasiri as a panelist on ?New Tax Policy and Directions that Listed Companies Should Know.? The SEC believes that the

การป้องกันภัยคุกคามไซเบอร์ในภาคตลาดทุน นอกจากนี้ ภายในงานมีการบรรยายในหัวข้อ “Cyber Resilience Strategic Directions for 2025: AI Fluency & Innovation Readiness” โดยได้รับเกียรติจาก พลอากาศตรี อมร ชมเชย