refresher course for IA renewal, ensuring common standards across the industry; (3) To establish transitional provisions to accommodate the refresher course training for IA who have already started training
such principle and includes the transitional provisions with the effective period for 6 months commencing from the Effective Date of the notification. This will serve as the timeframe for the existing
congratulations on the 132nd Anniversary of the Ministry of Justice, by donating to the Justice Fund helping people in legal proceedings, application for temporary release of the accused or defendant, violation
Supervisory Board concerning the Rules on Personnel in the Capital Market Business to be a temporary highest responsible person during the process of appointing the highest level responsible person in the
the end of March 31, 2019, the total asset 2,190.1 Million Baht were increased 103.1 Million Baht compare with at the end of December 31, 2018 increasing from temporary investment, trade receivables and
the SEC Office, the SEC Office shall have the power to grant the securities company a temporary or permanent exemption from appointment of independent directors as prescribed in Paragraph 1. In such
regulatory bodies as specified by the SEC Office, the SEC Office shall have the power to grant the securities company a temporary or permanent exemption from appointment of independent directors as prescribed
Office may grant a waiver for an intermediary from complying with any rule under this Notification regarding communication with and providing services to clients on a case-by-case or temporary basis. In