exploitation of this channel for the benefits of certain person or group of persons.Mr. Vorapol Socatiyanurak, SEC Secretary-General, said ?In establishing a retail fund, its investment units should be dispersed
) Enhancing clarity in the management of conflicts of interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with
Know‑Your‑Customer (KYC) and Customer Due Diligence (CDD) standards; considering the reporting of suspicious transactions (Suspicious Transaction Reports (STRs)) to the AMLO; establishing appropriate
initiating after the market closing time shall be deemed as it is initiating in the next business day. Clause 3 A derivatives broker shall at least include the following information in the confirmation
trading initiating after the market closing time shall be deemed as it is initiating in the next business day. Clause 3 A derivatives broker shall at least include the following information in the
General Public Company Limited (the “Company”) would like to report on the Company’s investment in Asia Hospital Co, Ltd.(“AH”) and The new company that is in the process of establishing a company operating
12.6mn, an increase of 12.9% from April 2019. No. of Rabbit LinePay users reached 7.0mn users, an increase of 22.2% from April 2019. KEY BUSINESS AND STRATEGIC UPDATES 1) ADVERTISING – ESTABLISHING A
Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-3 Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary 23/07/2013
Establishing a Subsidiary 28/01/2021 08:36 Notification on Incorporation of New Subsidiary 29/07/2020 18:56 Notification on the Disposal of Assets of Subsidiary 04/06/2020 19:15 Notification on Resolution of the