derivatives fund managers being a financial institution regulated by other agencies; “ electronic data ” means data that are created, sent , received, stored or processed through electronic https
ตลาดหลักทรัพย์ established under specific laws or any legal entity licensed to undertake finance or commercial banking business. “ electronic data” means statements that are created, sent, received, stored or
director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking
during March ? May 2008 and August 2010 and MAX shares in September 2010, the SEC probed into the case and found that Shine and others had continuously sent securities trading orders through trading
person by the account owner's name to conceal the fact and mislead the employer company that it was the account owner himself who sent the orders. {D}, an investor contact of Globlex Securities Co., Ltd
deliveries postponement to some Government projects to 2020. Furthermore, the significant flooding of Chinese goods amid the ongoing US-CHINA trade disputes has sent the market into high competition and
sent a letter to the bond issuer to demand immediate repayment of the bond reaching maturity. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the
requirement to have the summary of key investment information sent to unitholders and SEC. Meanwhile, the proposed amendments to the regulations related to the establishment and management of infrastructure
period of 12-31 months (as the case may be)*. However, as they all refused to comply with the civil sanctions specified by the CSC, the SEC has sent a written request to the public prosecutor to file a