Mr. Palits Phanpanit Mr. Palits Phanpanit, the managing director responsible for the operation of Yarnapund Public Company Limited (“YNP”), failed to supervise YNP to prepare and submit the financial

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the audited financial statements for the year 2016, the annual registration

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q1/2017 and the reviewed financial

CoinsTH Company Limited Between April 1, 2024 and May 1, 2024, CoinsTH Company Limited ("CoinsTH") as a cryptocurrency broker and dealer, failed to comply with the rules, conditions and

KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED Between July 1 , 2021 to June 30, 2024, KRUNGTHAI XSPRING SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the

Ascend Nano Company Limited Ascend Nano Company Limited (“ASN”), a non-listed company, failed to prepare and submit key financial ratio for the year 2023 within 1 April 2024. However, ASN prepared

Wastech ExponentialCompany Limited Wastech ExponentialCompany Limited (“WTX”) , a non-listed company, failed to prepare and submit key financial ratio for the year 2023 within 1 April 2024. However

UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a mutual fund management company, failed to manage the Brilliant Plus Fund with the rules, conditions

ERX Company Limited On April 25, 2025, May 31, 2025 and June 28, 2025, ERX Company Limited ("ERX") as a digital asset exchange, failed to comply with the rules, conditions and procedures as

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures