intention to conceal the fact and fabricating false evidence. She was employed by Phillip Securities (Thailand) Public Company Limited at the time of committing such offenses. Following a referral from
, evidence showed that Amnat and Shine had colluded for GEN to trade P Plus P Plc.?s shares and warrants in May 2011 by dishonestly prearranging or matching trades of those securities for the benefits of Shine
, the SEC found convincing evidence indicating that during January 15- July 2, 2002 Apichart, Ratchanee, Krisda and Preecha traded KARAT?s shares through the accounts of Rachanee, person close to
of small-sized gas cylinders and record allowances for impairment in accordance with generally accepted accounting principles. Moreover, the auditor was unable to find sufficient supporting evidence to
based on reasonable evidence indicating that the said persons agreed or conspired with former executives of a securities company in using their own trading accounts or other persons? to manipulate the
held by each shareholder so that each shareholder or other persons to whom the financial instrument is transferred can use as evidence for exercising the subscription right of the public limited company
.* Undertaking to submit to the non-exclusive jurisdiction of the Host Jurisdiction’s courts (as per Appendix III of the Handbook for CIS Operators of ASEAN CISs) [ ] 5. Evidence on the appointment of a brokerage
) [ ] 4.* Undertaking to submit to the non-exclusive jurisdiction of the Host Jurisdiction’s courts (as per Appendix III of the Handbook for CIS Operators of ASEAN CISs) [ ] 5. Evidence on the appointment
Prof. of NYU Stern 10.00 น. – 10.45 น. Risk-Taking Behavior during Downturn: Evidence of Realization Effect in the https://www.sec.or.th/TH/Pages/MarketData/sec_wpf.aspx
its use. (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a https://www.sec.or.th