company’s securities business license, Type C, to be revoked. The SEC Office has important roles of ensuring that securities and derivatives business operators have in place appropriate, reliable, fit and
) Enhancing supervision and effective enforcement in the Thai capital market; (7) Ensuring systemic risk management in a timely manner; (8) supporting liquidity enhancement tools for businesses affected
digital asset market. 4. Ensuring Clear, Transparent, and Timely Disclosure of Material Information: To support informed investment decisions, the SEC has put in place measures including
evaluate the impact on all aspects of business, as well as ensuring that our operations comply with health and safety protocols, which are regularly updated. We had also enhanced our IT systems and
executives? and personnel's capability, and promotion of innovation and responsible business operation, and (3) to monitor and disclose information by ensuring appropriate risk management and internal control
regulator. “ market maker ” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units
the government or securities regulator. “market maker” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net
trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units. “major participating investor” means any person specified in the ETF
facilitate the following matters in Thailand: 5 (a) proceeding the same action as prescribed in Clause 5(4); (b) verifying the details of constitutive document [for ensuring that the scheme has been conformed