ETF. “ETMF” means exchange-traded fund in form of mutual fund under the law on securities and exchange1. “foreign ETF” means a collective investment scheme in the category of exchange-traded fund either
Financial Institution Business Act B.E. 2551 (2008). 12 (3) The maximum amount of investment units that each unitholder may be allowed to make redemption is either of the following limits, whichever is less
Checklist for Registration Statement for an offer for sale of units of foreign collective investment scheme Form 69 – CIS material update [ ] 1. The Update Statements [ ] Any documents relevant to
Statements [ ] Any documents relevant to the registration statement that contains the update statement (the latest version) (please specify) ______________________________________________ [ ] 2. Certification
(company) (* The registration statement shall be signed either by a CIS Operator or an authorised person of the CIS Operator. The person who signs shall state his/her full name and capacity and shall ensure
you are in any doubt, you should consult your local intermediary, local representative, or CIS operator. The copy of this registration statement has been registered with the Office of Securities and
) _________________________________________ (company) (* The registration statement shall be signed either by a CIS Operator or an authorised person of the CIS Operator. The person who signs shall state his/her full name and capacity and
of units of foreign collective investment schemes should understand the concept and principles of the foreign collective investment schemes. If you are in any doubt, you should consult your local
undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Securities and Exchange Commission No. Sor Thor/Nor. 34/2547