them from trading securities or derivatives for a period of six months or 11 months each (as the case may be), and barring them from serving as directors or executives of securities issuing companies or
(a civil penalty and a reimbursement of investigative expenses incurred by the SEC), and a bar from serving as directors or executives in securities issuing companies or securities companies for a
, executives and controlling persons, structure of company boards of directors and proper checks and balances system, and (3) adequate system for continuing and reliable disclosure of information. The SEC has
and Exchange Commission No. SorKhor. 22/2553 Re: Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees _____________ By virtue of Clause 3(4) of the Notification of the
IFEC directors and executives is unlawful. If any fact appears that there has been any violation of the SEA, such persons may be liable to legal action that could lead to criminal penalties and civil
Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making
amount equal to the benefit received or is entitled to be received, a reimbursement of investigative expenses incurred by the SEC, and a bar from serving as directors or executives in securities issuing
SEC files criminal complaint against six GEN?s directors and executives for failing to perform duties with responsibility and due care causing damage to the company Bangkok, May 17, 2012 ? The SEC
. ____________________________________ * Pursuant to the Notification of the Securities and Exchange Commission No. Kor Jor. 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 April