Eng Securities (Thailand) Plc. that {A} had been authorized by two clients to make securities trading decisions on their behalf. Before this matter was reported to the company, {A} had told her branch
Don’ts of Investment, and key information to review before making investment decisions. The event took place on 4 November 2024 in Nakhon Pathom Province.
the student development and excellence promotion 2024 project, aiming to equip students with knowledge and understanding of investment and enable them to make suitable investment decisions based on
admitted that the client, at the beginning, had authorized him to make securities and derivatives trading decisions on her behalf. Also, the recorded conversation found later indicated that the client
rational investment decisions but their decisions are usually influenced by several factors and restrictions; emotion, beliefs and biases, for example. Those factors and restrictions cause investors to
) 07/11/2022 17:27 Notification of Asset Acquisition of the Company 18/05/2022 12:31 Notification of the resolutions of the Board of Directors Meeting No. 3/2022 regarding the disposal of investment in a
transaction 13/07/2021 17:47 Resolutions of the Board of Directors' Meeting regarding the enter into connected transaction Remark: Data will be displayed within 3 years. Last updated on 19 January 2023
from KKTRADE Securities Company Limited, the SEC probed into {A}' s case and found that she had been authorized by her client to make securities trading decisions on the client?s behalf for a period of
into the communication records of {A} and her client and found that {A} had been authorized by her client to make derivatives trading decisions with high trading volumes. The client asked her to close
(Thailand) Plc. Earlier, the SEC found in a routine inspection of Maybank Kim Eng Securities (Thailand) Plc., that {A} had been authorized by his clients to make securities trading decisions on the clients