Notification: “ institutional investor ” means an institutional investor as defined by the Notification of the Securities and Exchange Commission Re: Determination of Definitions of Institutional Investor, Ultra
. ____________________Remark: * This program aims to conduct either the afforestation or reforestation with the purpose of absorbing CO2. ** Institutional Investor and Ultra-High Net Worth Investor are as defined in the
of exchange issued, accepted or avaled by or drawn on financial institution will no longer be exempted but will be defined and regulated as securities under the Securities and Exchange Act B.E. 2535
. The Framework will apply to offers of shares and plain debt securities as defined in the ASEAN Disclosure Standards. (http://www.theacmf.org/ACMF/webcontent.php?content_id=00015)3. More information on
insufficiently allocated at a specified level; (3) establishment of policies and measures on information security under Clause 8 and Clause 9. Clause 6 An intermediary shall have in place information technology
market product s including [existing] clients of an intermediary . “ institutional investor ” means an institutional investor as specified in the Notification of the Securities and Exchange Commission
are clearly defined in conformity with the good internal control principle. We also emphasize thorough, accurate and regular disclosures on risk, capital and liquidity management to the public. 3
issued shares; (2) a company relating to the intermediary by having control between each other; (3) a company and the intermediary have mutual control by any person. “ control ” means control as determined