inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and https://www.sec.or.th/EN
during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9104 Ms. Hester Peirce กรรมการ ก.ล.ต
exchange license of Huobi or DSDAQ (Thailand) Co., Ltd. The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and
failed to solve its deficiencies. Therefore, at its meeting on 21 February 2024, the SEC Board passed the following resolutions: (1) By virtue of Section 35, Paragraph 2, of the Digital
for a private fund client at that time, and the deficiencies in the operational systems in relation to investment management and preparation of financial statements and reports and the capital
of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its client activity oversight was insufficient to effectively verify the identity of clients or their
globally, so as to address persistent deficiencies in listed public interest entity audits. To achieve this goal, the AARG will ramp up its engagement with the Big-Four audit firms? leadership to address