, the derivatives dealer shall engage as a counter party in derivatives trading solely with the following clients: (1) institutional investors (2) other juristic persons who trade in derivatives for their
the Capital Market Supervisory Board No. Tor Thor. 65/2552 Re: Rules, Conditions and Procedures for Over-the-Counter Securities Brokerage Off the Stock Exchange of Thailand dated 3 August 2009; (8) The
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range of investments. The Company’s gains and return on financial instruments were derived from a variety of products, including, derivative warrants (DWs), over-the-counter (OTC) derivatives, investments
derivatives, specify the method of such acquisition, for example, purchase on the Stock Exchange, over-the-counter purchase, acceptance of securities transfer, and receipt of returned securities from the
. เนื้อหาของกฎเกณฑ์เกี่ยวกับการช าระหนี้ตามสัญญาซื้อขายล่วงหน้า (clearing rules) ซึ่งรวมถึง การท า หน้าที่เป็นคู่สัญญากลาง (central counter party) ตลอดจนกระบวนการจัดการและขอบเขตความรับผิดชอบของ ส านักหักบัญชี
to property. [ ] Yes [ ] No (3) I am the person whose property has been ordered by the court to devolve upon the State in accordance with law on counter corruption, law on prevention and suppression of
) ................................................................................................................................................................ 2. Type of the Applicant: Juristic person established under Thai Law Limited company Public limited company Stock Exchange of Thailand Over-the-counter trading center Association related
either the person completed the term of imprisonment or the suspension of sentence period was over; (5) I was subject to the court’s final order of asset seizure under the Counter Corruption Act, the Anti