โดยยึดหลักความรับผิดชอบและความระมัดระวัง (fiduciary duties) และไม่เลือกใช้ข้อมูลการจัดอันดับความน่าเชื่อถือที่จะส่งผลให้ทรัพย์สินของลูกค้า มีสภาพคล่องต่ าและมีความเสี่ยงสูง (cherry picking) (2) ต้องใช้
), by setting up a team to oversee business in these countries including picking the business partners among the group to continuously maintain standard of products and services of the Company
selection which may cause assets of clients to be in a condition of low liquidity and high risk (cherry picking); (2) shall use the latest issuance of credit rating information made by the reliable credit
liquidity and high risk (cherry picking); (2) shall use the latest issuance of credit rating information made by the reliable credit rating agencies approved by the SEC Office in pursuant to the Notification
at least: (1) arrange for the affiliated company to have criteria for selecting service provider in accordance with the policy specified by the intermediary under Clause 18(2); (2) arrange for the
contract itself, and the intermediary shall at least: (1) arrange for the affiliated company to have criteria for selecting service provider in accordance with the policy specified by the intermediary under
function to be outsourced; (2) criteria for selecting a service provider which shall contain details of the consideration guidelines in the following matters: (a) financial position which shall be specified
the function to be outsourced; (2) criteria for selecting a service provider which shall contain details of the consideration guidelines in the following matters: (a) financial position which shall be