securities (securities company and commercial bank with securities underwriting license) know individual client before selling client any product through suitability test. The test will be beneficial to
alternative assets such as gold mutual funds and investment in derivatives other than hedging purpose, management companies may choose to control the permissible investment proportion at individual level. In
receiving appropriate level of protection. AI comprises (1) institutional investor* such as commercial bank, mutual fund, provident fund and (2) investors with high net worth, which means (i) an individual
ทั้งนี้ ใหรายงานตามประเภทของสินทรพัยอางอิง ดังนี ้ 1.3.1.1 stock options / derivative warrants on individual หมายถงึ ออปชัน / ใบสําคัญแสดงสิทธิอนุพันธ ที่มีมูลคาผกูกบัหุนใดหุนหนึ่ง 1.3.1.2 basket
ตราสารทนุ ทั้งนี้ ใหรายงานตามประเภทของสินทรพัยอางอิง ดังนี ้ 1.3.1.1 stock options / derivative warrants on individual หมายถงึ ออปชัน / ใบสําคัญแสดงสิทธิอนุพันธ ที่มีมูลคาผกูกบัหุนใดหุนหนึ่ง
appointed the following person to be an infrastructure fund manager who has qualified and not possessed any prohibited characteristic as stipulated by the Notification concerning personnel , it shall be
following person to be an infrastructure fund manager who has qualified and not possessed any prohibited characteristic as stipulated by the Notification concerning personnel, it shall be deemed that the
characteristic of the personnel in the capital market business under Clause 31(2) of the Notification No. TorLorThor. 8/2557 which has been promulgated in replacement of the said four notifications.Clause 3(15) of
for DSI to consider further legal action. In this connection, such criminal complaint resulted in Mr. Nantawat having a prohibited characteristic for acting as a capital market auditor
1.3.1.1 stock options / derivative warrants on individual stock หมายถึง ออปชัน / ใบสำคญัแสดงสิทธิอนุพันธ์ ที่มีมูลค่าผูกกับหุ้นใดหุ้นหนึ่ง 1.3.1.2 basket options / basket warrants หมายถึง ออปชัน / ใบสำคัญ