Maybank Securities (Thailand) Public Company Limited Between August 30, 2021 and October 2, 2024 Maybank Securities (Thailand) Public Company Limited ("MST") as a securities underwriter
Yuanta Securities (Thailand) Company Limited Between May 9, 2022 and August 7, 2023 Yuanta Securities (Thailand) Company Limited as a securities underwriter, failed to comply with the rules
Small Enterprise Development Co., Ltd Between 24 – 26 May 17, 2023, Small Enterprise Development Co., Ltd. have offered newly issued securities in the category of Private placement (PP10) without the
BBL Asset Management Company Limited Between January 27, 2023 and October 28, 2024 BBL Asset Management Company Limited as a mutual fund management company, failed to comply with the rules
VILLA MEDICA (PHUKET) CO.,LTD Between JUNE 2017 to December 2017, VILLA MEDICA (PHUKET) CO.,LTD offer to sell newly issued securities in the category of Debentures without approval from the SEC
agreed that Mr. Anurak would perform as a market maker to provide liquidity to Bitkub Exchange, and Bitkub would provide financial support to Mr. Anurak for the performance of liquidity providing. Between
. Between 4 January 2019 and 5 September 2019, Mr. Anurak placed purchasing and selling orders of ABT ADA BSV CVC GNT IOST JFIN KNC LINK LTC MANA OMG SNT USDT WAN XLM ZIL to match with each other which misled
Family Corporation Company Limited Between August 11, 2017 and August 5, 2020 Family Corporation Company Limited offered for sale newly issued securities in the category of promissory note without
VILLA MEDICA (PHUKET) COMPANY LIMITED Between 20 June 2017 – 20 December 2017 VILLA MEDICA (PHUKET) COMPANY LIMITED. have offered newly issued securities in the category of Private placement (PP10
Bitazza Company Limited Between September 22, 2024 and September 23, 2024, Bitazza Company Limited ("Bitazza") as a digital asset broker, failed to comply with the rules, conditions and