by the Company in other companies i.e. the amount of investment fund to be held by the Company in the New Company may be different from the amount that the Company holds in SRT prior to the
debt securities have changed, and if such facts and circumstances had been known to the SEC Office prior to the approval of the offer for sale, the SEC Office might not have granted an approval for such
shall not be relied on any other underlying; (2) the rights of structured notes are considered as convertible bonds which have the following characteristic: 1. to specific the return, prior to exercising
for not less than 1 year prior to 5 seeking the approval thereof and still practicing such action during submitting the application; (3) having knowledge and working experience relating to asset
consideration basis which includes loan and any guarantee by the Company to WCIH, will be equivalent to 23.42 percent. Without any disposal transactions occurred during the past six months prior to these
“Notification on Acquisition and Disposal”). Furthermore, after combining the transactions during the past 6 months prior to the day the decision to enter into this transaction was made, the total highest
business days prior to the date to determine the offering price of shares. Such price for an average must be the average price of sale and purchase of shares in each day. In this regard, the date to
securities business prior to the date of submitting the application for operating investment advisory service and shall not apply to the investment advisory company which is any of the following juristic
3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit