. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to
Bangkok, August 25, 2014 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS") is now operational
Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS
Bangkok, December 21, 2011 - The SEC Board agreed in principle to allow offer for sale of foreign Collective Investment Scheme ("CIS") to non-retail investor in Thailand in accordance with the 2010-2012 SEC Strategic Plan and Implementation Plan for ASEAN Capital Markets Integration driven by ASEAN Capital Markets Forum (ACMF).CIS to be offered to non-retail investor shares similar substances with mutual fund under Thai securities law although utilizing different forms of instruments such as sha...
Commission, Thailand have signed a Memorandum of Understanding ("MOU") to establish the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS").? The ASEAN CIS Framework is one
Mr. Alex as PP investor; benefits CIG will gain from offering PP shares, feasibility of plans for use of proceeds from PP offering, clarity regarding project implementation including sufficiency of
The Securities and Exchange Commission (SEC), represented by Mr. Thawatchai Pittayasophon, Deputy Secretary-General, along with SEC executives and staff, participated in a floral offering ceremony to
’ meeting for consideration of approval. However, the IFA is of the opinion that the offering for sale of WIE ordinary shares to the related party is inappropriate because: (1) The offer price of WIE
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered exempting fees for application and filing submitted during February 1, 2021 and December 31, 2023. W...