related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work
regulations, the internationally-accepted standards will be applied to the regulatory impact assessment (RIA) to ensure that problems will be solved effectively and only necessary regulations will be issued. In
capital that reflects risks associated with custody of clients’ assets and helps bring good risk management. Net capital (NC) requirement will be applied for the digital asset businesses. Such digital
., Ltd. (ThaiWM / website: thaiwm.com).In addition, SEC is reviewing information of two other digital asset business operators that have applied for operating licenses, in conformity with the
on the SEC?s website to show the progress.? Recently, 264 companies have applied for CAC membership comprising 103 listed companies, 16 securities companies and 22 asset management companies while 9
the Stock Exchange of Thailand? applied a model to study the relationship between returns, volatility and trading volumes of each type of investors in the Thai bourse. The paper analyzed the probability
, participated in international forums in exchange of views, experiences as well as solutions and applied to the Thai market circumstances, for example.? The above report is now available in Thai on the SEC
of fund supermart, a lower rate of annual license fee will also be applied. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested public are welcome
method is applied Separate Finarrcial Statemert Changes (Separate Financial Statement) 30-Jurr17 30-Jun-17 3{FJurr 16 (Million Baht) Yo Revenue from Sales 38.87 39.04 29.32 s.72 33.16 Other Revenue 0.51
operation for the three-month period ended 30 June, 2018 with details as follows: Unit Million Baht (Unit: Million Baht) Financial Statement, in which the equity method is applied Changes (Financial Statement