mutual fund under (1)(a), a warning statement: “in case that the mutual fund is unable to make the investment as prescribed due to changes in the market’s condition, unitholders may not receive the return
electronic media. The presentation of such information shall not be more prominent than other information in the advertisement, and shall have the following statements: (a) a warning stating that “the past
financial statements of the trust property for the liquidator*; 2) The liquidator has the primary duty to collect assets, dispose of assets, pay debts, distribute funds or assets to REIT
property** shall have key responsibilities to collect, dispose, as well as repay debts, distribute money or assets to trust unitholders and deposit money or assets etc. In performing the duties, the
determine to distribute digital tokens to all groups of investors simultaneously after the public ICO ends. Bonus or discounted digital tokens will be locked up for six months from the first day of digital
พอร์ตของตัวเอง แล้วจึงนำไปขายต่อในลักษณะของการค้าตราสารหนี้ - หากเป็นการจัดจำหน่ายหลักทรัพย์ จะเป็นการรับตราสารหนี้มาจัดจำหน่ายโดยการไปเสนอขายต่อ คือ มีการกระจายหลักทรัพย์ (distribute) ซึ่ง
In this regard, the SEC reiterates its warning to DA business operators to fulfill their duties in safeguarding clients’ digital assets in accordance with established criteria, with a primary
; 4) To revise the disclosure on risky debt securities by mandating a warning statement of investment risk of such products; and 5) To enhance disclosure of significant information that may have
business operators which may be considered an act of co-principals or accomplices of the offenses.The Securities and Exchange Commission (SEC) has issued a warning about the provision of services that may
uses the account opened for the purpose of trading digital assets as a means of payment for goods and services, the digital asset business operator is required to issue a warning regarding the misuse of