deems appropriate, a management company shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the

. Clause 15 In case the SEC Office deems appropriate, a management company shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the

. Clause 15 In case the SEC Office deems appropriate, a management company shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the

deems appropriate, a management company shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the

shall arrange for the SEC Office to inspect the operation and evidentiary documentation relating to doing duties of the representative as designated by the management company. 11 Chapter 3 Power of the

apparently inconsistent with the client's financial records and no clear justification is given by the client concerning the source of fund; (6) transactions that are not economically viable e.g. client

) transactions that are not economically viable e.g. client repeatedly insists that transactions with significant size be done quickly, client repeatedly insists to process transactions at prices that are not

client concerning the source of fund; (6) transactions that are not economically viable e.g. client repeatedly insists that transactions with significant size be done quickly, client repeatedly insists to

subsidiary or affiliate no longer viable, calculate total value of consideration by incorporating the cash loans, guarantees, and other liabilities as well. **In case the company produces consolidated

business continuity plan to minimise disruption to operations and ensure that the business remains viable during the virus outbreak. • Perform stress test to evaluate impacts on the business, financial