-your-client and due diligence, custody of clients? assets and transaction verification to ensure that client services are efficient and to prevent exploitation of securities firms for improper gains
. No. 4 – Revision has been made to remove restrictions and minimize service users’ burden for proof of identity and identity verification. (Previously, service users had to be present in order to submit
Thailand (BOT) to deliver financial and investment lectures aimed at enhancing public understanding of deposit protection, financial risks awareness, and comprehensive financial planning. The lectures
investors’ awareness through various media. The SEC also introduced tools for verifying investment information, such as the "SEC Check First" application and the "Investor Alert" feature on the SEC website
reporting investment scams, aiming to educate and build investors’ awareness through various media. The SEC also introduced tools for verifying information before making investment decisions, such as the "SEC
understanding of financial planning and goal setting, as well as to raise the awareness of investment scams. The sessions focused on the SMART Principles (Specific, Measurable, Achievable, Realistic, and Time
planning and goal setting, as well as to raise awareness of investment scams. The lectures focused on SMART principles (Specific, Measurable, Achievable, Realistic, and Time-bound), the "Three Knows" (Know
, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to
ESG information into investment analysis process. The webinar aimed to raise awareness and deepen understanding of the ISSB and the impact of ESG factors on investment analysis. The event has held on 28
rapidly evolving. The SEC has been proactively promoting awareness and knowledge of investment threats through collaboration with both public and private sector partners to address emerging threat